| |
Type |
Title |
Section |
See Document |
Status |
Notified Date |
Effective Date |
|---|
| 1. |
Act |
Securities and Exchange Act B.E 2535 |
32 |
  |
 | 12/03/1992 |
16/05/1992 |
| 2. |
Act |
Securities and Exchange Act 2535 |
44 |
|
| 12/03/1992 |
16/05/1992 |
| 3. |
Notification of the Securities and Exchange Commission KorDor 18/2553 |
Regulations for Becoming Trustee in Sukuk Transactions |
|
 |
| 26/11/2010 |
16/12/2010 |
| 4. |
Notification of the Securities and Exchange Commission KorKhor. 9/2552 |
Rules on Application for Obtaining Approval and Granting to Perform Trust Business (Codefied) |
|
|
| 04/06/2009 |
01/07/2009 |
|  |
Notification of the Securities and Exchange Commission KorKhor 9/2552 |
Rules on Application for Approval and Granting of Approval to Undertake Trust Business |
|
|
|
04/06/2009 |
01/07/2009 |
| |
Notification of the Securities and Exchange Commission KorKhor 2/2553 |
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2) |
|
|
|
04/02/2010 |
01/03/2010 |
| 5. |
Notification of the Securities and Exchange Commission Kor Jor. 17/2551 |
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities (Codefied) |
|
|
| 15/12/2008 |
15/12/2008 |
| |
Notification of the Securities and Exchange Commission korChor. 17/2551 |
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities |
|
|
|
15/12/2008 |
15/12/2008 |
| |
Notification of the Securities and Exchange Commission KorJor. 15/2554 |
Determination of Definitions in Notifications
concerning Issuance and Offer for Sale of Securities (No. 3) |
|
|
|
21/07/2011 |
01/08/2011 |
| |
Notification of the Securities and Exchange Commission KorChor. 7/2555 |
Determination of Definitions in the Notification Relating to Issuance and Offer for Sale of Securities (No. 4) |
|
|
|
03/07/2012 |
16/07/2012 |
| 6. |
Notification of the Securities and Exchange Commission Kor Chor. 18/2551 |
Exemption from Filing of the Registration Statement for the Offer for Sale of Securities (Codefied) |
|
|
| 15/12/2008 |
15/12/2008 |
| |
Notification of the Securities and Exchange Commission KorChor 18/2551 |
Exemption from Filing of Registration Statement for the Offer for Sale of Securities |
|
|
|
15/12/2008 |
15/12/2008 |
| |
Notification of the Securities and Exchange Commission KorChor. 7/2554 |
Exemption from Filing of Registration Statement for the Offer for Sale of Securities (No. 3) |
|
|
|
23/03/2011 |
01/04/2011 |
| |
Notification of the Securities and Exchange Commission KorChor. 16/2554 |
Exemption from Filing of Registration Statement for Offer for Sale of Securities (No. 4) |
|
|
|
21/07/2011 |
01/08/2011 |
| |  |
| 7. |
Notification of the Securities and Exchange Commission SorJor. 13/2546 |
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities |
|
|
| 11/07/2003 |
01/08/2003 |
| 8. |
Notification of the Securities and Exchange Commission SorJor. 20/2541 |
Determination of an Additional Type of Securities |
|
|
| 11/06/1998 |
25/06/1998 |
| 9. |
Notification of the Securities and Exchange Commission Kor Jor. 7/2552 |
Re: Rules, Conditions and Procedures for Approval of Securitization Projects (Codefied) |
|
|
| |
|
| |
Notification of the Securities and Exchange Commission KorChor. 4/2554 |
Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2) |
|
|
|
23/03/2011 |
01/04/2011 |
| 10. |
Notification of Capital Market Supervisory Board Tor Jor. 73/2558 |
Re: Particulars of Notice Calling Shareholders Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale (Codefied) |
|
|
| 28/10/2015 |
01/12/2015 |
| | |
| 11. |
Notification of Capital Market Supervisory Board Tor jor. 12/2558 |
Offering of Units of Infrastructure Trusts (Codefied) |
|
|
| 09/04/2015 |
16/05/2015 |
| 12. |
Notification of Capital Market Supervisory Board Tor. Jor. 14/2558 |
Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange (Codefied) |
|
|
| 09/04/2015 |
16/05/2015 |
| |  |
Report/ Form (Notification of Capital Market Supervisory Board) |
Form 69-FE (Tor Jor.14/2558) |
|
|
|
09/04/2015 |
16/05/2015 |
| 13. |
Notification of Capital Market Supervisory Board Tor Jor. 3/2558 |
Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange (Codefied) |
|
|
| 23/03/2015 |
01/05/2015 |
| |
Notification of Capital Market Supervisory Board TorJor. 3/2558 |
Provisions relating to Offer for Sale of Shares Issued by Foreign Company of which Shares are not Traded in Foreign Exchange |
|
|
|
23/03/2015 |
01/05/2015 |
| | |
| 14. |
Notification of Capital Market Supervisory Board TorChor 41/2557 |
Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified) (Codefied) |
|
|
| 07/11/2014 |
16/12/2014 |
| | |
| 15. |
Notification of Capital Market Supervisory Board TorJor. 49/2555 |
Issuance and Offer for Sale regarding Units of Real Estate Investment Trust (Codefied) |
|
|
| 21/11/2012 |
01/01/2013 |
| |
Notification of Capital Market Supervisory Board TorJor. 49/2555 |
Issuance and Offer for Sale regarding Units of Real Estate Investment Trust |
|
|
|
21/11/2012 |
01/01/2013 |
| |
Notification of Capital Market Supervisory Board TorJor. 25/2557 |
Issuance and Offer for Sale regarding Units of Real Estate Investment Trust (No. 3) |
|
|
|
20/08/2014 |
01/09/2014 |
| | |
Report/ Form (Notification of Capital Market Supervisory Board) |
Form 69-REIT |
|
|
|
19/02/2018 |
16/03/2018 |
| 16. |
Notification of Capital Market Supervisory Board TorChor 34/2551 |
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares (Codefied) |
|
|
| 15/12/2008 |
15/12/2011 |
| |
Notification of Capital Market Supervisory Board TorChor 34/2551 |
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares |
|
|
|
15/12/2008 |
15/12/2008 |
| |
Notification of Capital Market Supervisory Board TorChor. 16/2554 |
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued underlying Shares (No. 2) |
|
|
|
25/07/2011 |
01/08/2011 |
| |
Notification of Capital Market Supervisory Board TorChor. 47/2555 |
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares (No. 3) |
|
|
|
20/09/2012 |
16/10/2012 |
| 17. |
Notification of Capital Market Supervisory Board 2/2554 |
Provisions on Issuance for Sale of Sukuk and Disclosure of Information (Codefied) |
|
|
| 10/01/2011 |
16/01/2011 |
| |
Notification of Capital Market Supervisory Board TorDor. 2/2554 |
Provisions on Issuance for Sale of Sukuk and Disclosure of Information |
|
|
|
10/01/2011 |
16/01/2011 |
| |
Notification of Capital Market Supervisory Board TorDor. 38/2554 |
Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 2) |
|
|
|
29/12/2011 |
01/03/2012 |
| |
Notification of Capital Market Supervisory Board TorChor. 35/2555 |
Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 3) |
|
|
|
09/08/2012 |
01/09/2012 |
| | |
| 18. |
Notification of Capital Market Supervisory Board TorJor. 16/2552 |
Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries (Codefied) |
|
|
| 13/03/2009 |
31/03/2009 |
| |
Notification of Capital Market Supervisory Board TorJor. 16/2552 |
Rules, Conditions, and Procedures for Application for and Approval of Offer for Sale of Newly Issued Bonds to Investors in Foreign Countries |
|
|
|
13/03/2009 |
31/03/2009 |
| |
Notification of Capital Market Supervisory Board TorChor. 48/2555 |
Rules, Conditions and Procedures for Application for and Approval of Offer for Sale of Newly Issued Debentures to Investors in Foreign Countries (No. 2) |
|
|
|
20/09/2012 |
16/10/2012 |
| | |
| | |
| | |
| | |
| | |
| | |
| | |
| 19. |
Notification of Capital Market Supervisory Board 5/2558 |
Provisions relating to Offer for Sale of Shares
Issued by Foreign Company in the Manner of Private Placement (Codefied) |
|
|
| 23/03/2015 |
|
| |
Notification of Capital Market Supervisory Board TorJor. 5/2558 |
Provisions relating to Offer for Sale of Shares
Issued by Foreign Company in the Manner of Private Placement |
|
|
|
23/03/2015 |
01/05/2015 |
| 20. |
Notification of Capital Market Supervisory Board TorChor 34/2552 |
Criteria for Offering for Sale of Newly Issued Securities with a Tender Offer for the Existing Securities of Listed Companies for Restructuring of Shareholding and Management (Codefied) |
|
|
| 03/08/2009 |
|
| 21. |
Notification of Capital Market Supervisory Board TorChor 19/2553 |
Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies |
16/6 และ 35(6) |
|
| 25/05/2010 |
16/06/2010 |
| 22. |
Notification of Capital Market Supervisory Board Tor Jor. 33/2551 |
Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights (Codefied) |
35 |
|
| 15/12/2008 |
15/12/2008 |
| 23. |
Notification of Capital Market Supervisory Board TorJor. 44/2556 |
Rules, Conditions and Procedures for Disclosure regarding Financial and Non-financial Information of Securities Issuers (Codefied) |
56 |
|
| 22/10/2013 |
01/01/2014 |
| |
Notification of Capital Market Supervisory Board TorChor. 44/2556 |
Rules, Conditions and Procedures for Disclosure regarding Financial and Non-financial Information of Securities Issuers |
|
|
|
22/10/2013 |
01/01/2014 |
| |
Notification of Capital Market Supervisory Board TorChor. 1/2558 |
Rules, Conditions and Procedures for Disclosure of Financial and Non-financial Information of Securities Issuers (No. 4) |
|
|
|
16/01/2015 |
16/02/2015 |
| | |
Report/ Form (Notification of Capital Market Supervisory Board) |
Annual Registration Statement / Annual Report (FORM 56-1 One Report) (Attached to Notification No. Tor Jor. 55/2563) |
|
|
|
18/08/2020 |
01/09/2020 |
| | |
Report/ Form (Notification of Capital Market Supervisory Board) |
Certification of Financial Statements (FORM 56-3) |
|
|
|
22/10/2013 |
01/01/2014 |
| | |
Report/ Form (Notification of Capital Market Supervisory Board) |
Internal Control Sufficiency Evaluation Form |
|
|
|
|
01/01/2014 |
| | Form 56-4 |
| 24. |
Notification of the Office of the Securities and Exchange Commission 33/2560 |
Reporting the Results of Public Offering of Securities (Codefied) |
|
|
| 29/06/2017 |
16/07/2017 |
| | |
Report/Form (Notification of Securities and Exchange Commission) |
List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) |
|
|
|
|
|
| | |
Report/Form (Notification of Securities and Exchange Commission) |
Report of IPO Securities Selling (Form 81-1-IPO) |
|
|
|
|
|
| | |
| 25. |
Notification of the Office of the Securities and Exchange Commission Sor Jor. 19/2559 |
Additional Rules on Foreign Companies Holding or to Hold Shares Being Securities Traded on Foreign Securities Exchange that Offer for Sale of Newly Issued Securities in Thailand (Codefied) |
|
|
| 29/04/2016 |
01/06/2016 |
| | |
Report/Form (Notification of Securities and Exchange Commission) |
FORM 35-FE-2 |
|
|
|
29/04/2016 |
|
| 26. |
Notification of the Office of the Securities and Exchange Commission Sor Ror. 25/2558 |
Entries and Contents of the Trust Instrument of Infrastructure Trusts (Codefied) |
|
|
| 09/04/2015 |
16/05/2015 |
| |
Notification of the Office of the Securities and Exchange Commission Sor Ror. 25/2558 |
Entries and Contents of the Trust Instrument of Infrastructure Trusts |
|
|
|
09/04/2015 |
16/05/2015 |
| 27. |
Notification of the Office of the Securities and Exchange Commission Sor Shor. 26/2558 |
Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and
Operating Standards |
|
|
| 09/04/2015 |
16/05/2015 |
| 28. |
Notification of the Office of the Securities and Exchange Commission SorRor. 26/2555 |
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust (Codefied) |
|
|
| 21/11/2012 |
01/09/2014 |
| |
Notification of the Office of the Securities and Exchange Commission SorRor. 26/2555 |
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust |
|
|
|
21/11/2012 |
01/01/2013 |
| 29. |
Notification of the Office of the Securities and Exchange Commission SorChor. 29/2555 |
Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct (Codefied) |
|
|
| 21/11/2012 |
01/09/2014 |
| 30. |
Notification of the Office of the Securities and Exchange Commission SorDor. 6/2554 |
Additional Provisions relating to Issuance and Offer for Sale of Sukuk (Codefied) |
|
|
| 09/02/2011 |
16/02/2011 |
| |
Notification of the Office of the Securities and Exchange Commission SorDor. 6/2554 |
Additional Provisions relating to Issuance and Offer for Sale of Sukuk |
|
|
|
09/02/2011 |
16/02/2011 |
| 31. |
Notification of the Office of the Securities and Exchange Commission SorKhor. 4/2553 |
Particulars in Trust Instrument (Codefied) |
|
|
| 01/02/2010 |
01/03/2010 |
| |
Notification of the Office of the Securities and Exchange Commission SorKhor. 4/2553 |
Re: Particulars in Trust Instrument |
|
|
|
01/02/2010 |
01/03/2010 |
| |
Notification of the Office of the Securities and Exchange Commission SorKhor. 8/2554 |
Particulars of Trust Instrument (No. 2) |
|
|
|
09/02/2011 |
16/02/2011 |
| 32. |
Notification of the Office of the Securities and Exchange Commission SorJor. 54/2543 |
Form of Draft Prospectus (Codefied) |
72 |
|
| 30/10/2000 |
01/11/2000 |
| |
Notification of the Office of the Securities and Exchange Commission Sorjor 54/2543 |
Form of draft prospectus |
72 |
|
|
30/10/2000 |
01/11/2000 |
| |
Notification of the Office of the Securities and Exchange Commission SorChor. 25/2553 |
Form for Draft Prospectus (No. 6) |
|
|
|
28/06/2010 |
01/07/2010 |
